Course Level
Diploma
CRICOS
109947K
Diploma of Financial Services - FNS51822
This qualification provides a general purpose pathway into the financial services industry. It also provides an effective development option for those for whom the specialist qualification pathways in FNS Financial Services Training Package are not yet appropriate. Individuals in these roles apply solutions to a range of often complex problems and analyse and evaluate information from a variety of sources. They apply initiative to plan, coordinate and evaluate their own work and provide guidance to others or teams within defined guidelines.Licensing, legislative, regulatory or certification considerationsWork functions in the occupational areas where this qualification may be used are subject to regulatory requirements. Refer to the relevant regulator for specific guidance on requirements.
Campus | Duration | Fees | ATAR |
|---|---|---|---|
Sydney | Flexible Delivery - 40 weeks | N/A | N/A |
Subjects
- Manage project risk
- Develop and monitor processes for the management of breaches in compliance requirements
- Monitor clients' financial requirements
- Use medical terminology in an insurance context
- Manage group life insurance policy administration
- Establish agreements with intermediaries for product distribution
- Lead WHS risk management
- Respond to personal insolvency situations
- Implement and manage the distribution plan
- Manage client service and business information
- Conduct financial product research to support product recommendations
- Develop and manage a budget
- Manage services in a Business Transaction Centre
- Identify and evaluate marketing opportunities in the financial services industry
- Manage personal and professional development
- Determine client financial requirements and expectations
- Develop and monitor risk management strategies for client
- Develop and maintain professional relationships in financial services industry
- Identify and apply legal requirements for a conveyancing transaction
- Manage organisational customer service
- Develop financial investment options and strategies for clients
- Develop, implement and monitor policy and procedures
- Assist customers to budget and manage own finances
- Provide decisions on legal liability and indemnity of a claim
- Establish and manage outsourced services
- Facilitate knowledge of superannuation as an investment tool
- Manage group life insurance claims
- Manage banking and service strategy for small business customers
- Establish innovative work environments
- Respond to corporate insolvency situations
- Provide appropriate services, general advice and products to clients
- Process transaction documentation
- Apply ethical frameworks and principles to make and act upon decisions
- Manage premium customer relationships
- Undertake post-loss risk management
- Assess risks
- Develop workplace policies and procedures for sustainability
- Conduct work according to professional practices in the financial services industry
- Analyse financial, medical and psychological claims assessments
- Facilitate customer knowledge of personal financial statements
- Contribute to managing a WHS information system
- Manage WHS risks
- Interpret compliance requirements
- Manage project integration
- Interpret a legal document and provide advice in a conveyancing transaction
- Monitor market opportunities
- Facilitate customer awareness of the Australian financial system and markets
- Establish and maintain appropriate security options for credit facilities
- Manage complex life insurance claims
- Manage business operational plans
- Undertake project work
- Apply advanced techniques to provide financial products and services
- Apply risk management strategies to own work
- Comply with financial services regulation and industry codes of practice
- Assess market needs and identify opportunities for new financial products and services
- Analyse and comment on management reports
- Assess credit applications
- Provide business advisory services within a financial services context
- Manage ongoing disability claims
- Resource a distribution plan
- Underwrite complex risks
- Review and update claim reserves in portfolio
- Promote basic financial literacy in clients
- Apply legal principles in corporation law matters
- Develop a resource plan
- Develop, monitor and supervise work practices to meet financial services regulatory requirements
- Prepare financial forecasts and projections
- Identify and manage credit risk
- Tailor financial products to meet client needs
- Establish and implement operational guidelines in financial services organisations
- Undertake risk identification
- Review business performance
- Promote client understanding of the role and effective use of consumer credit
- Conduct work within financial markets organisational risk management framework
- Review claims settlement policies and procedures
- Record and implement client instructions
- Analyse financial markets and information
- Provide general advice in life insurance
- Manage people performance
- Identify and evaluate marketing opportunities
- Assess, allocate and supervise work within the personal trustee sector
- Prepare a distribution plan
- Identify and apply complex ethical decision making to workplace situations
- Facilitate continuous improvement
- Develop and implement risk mitigation plan
- Take instructions in relation to a conveyancing transaction
- Apply and maintain knowledge of financial products and services
- Manage recruitment and onboarding
- Comply with financial services legislation